Head of Compliance

WHY CHOOSE TO WORK WITH US

PhillipCapital Group manages and maintains a total of $35 billion in assets worldwide. which has offices spread in 17 countries, serving more than 1 million customers.

Opportunity to create new investment products in Thailand by collaborating with colleagues and partners around the world.

Opportunity to learn and grow in fund management.

Opportunity to travel to attend meetings and seminars abroad.

THE REQUIREMENTS

Bachelor's degree or master's degree in law, accounting, business administration, finance, economics or related fields

2+ years of experience in the supervisory department within the past 7 years

Have spoken and written skills in Thai and English including good presentation skills

have rational thinking skills and solving immediate problems

have good human relations Able to contact and coordinate very well

Detailed, prudent and interested in following the new rules related to

Experience in asset management companies, banks or wealth management will be an advantage

JOB SCOPE

Monitor and review to mitigate regulatory risks associated with the organization and its operations.

Follow up and study rules such as announcements from the SEC, the stock exchange. Bank of Thailand, AMLO and Association of Investment Management Companies to apply to the organization and the performance of individual duties

Contact, coordinate and consult with the law enforcer.

Consulting and training each department to operate in accordance with the rules and regulations

Analyze and verify new products and investment strategies in accordance with relevant regulations.

Perform any other tasks assigned